New RG227 Product Disclosure Statement

ASIC has developed seven disclosure benchmarks specifically relating to over-the-counter derivatives which are detailed in Regulatory Guide 227.

Information on these benchmarks and how we meet then is available in our new Product Disclosure Statement (PDS). The new disclosure benchmarks cover the following:

  • Client Qualification
  • Opening Collateral
  • Counterparty Risk – Hedging
  • Counterparty Risk – Financial Resources
  • Client Money
  • Suspended or halted underlying assets
  • Margin Calls

Please refer to our new PDS which is available for download here. The PDS is dated the 31st of March, 2012.

If you have any questions please call our Sydney office on 1300 600 644.